-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KshzIxSryBLMEGOZyz02WeUUjSCXjk90UXG1T1FHShrYH6YpnKhOHd3/Zf7IoH/0 bNVIRxOG+mfzlh1jkGahow== 0000948600-99-000084.txt : 19990809 0000948600-99-000084.hdr.sgml : 19990809 ACCESSION NUMBER: 0000948600-99-000084 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990802 GROUP MEMBERS: ANN L. SULLIVAN AND THOMAS P. SULLIVAN GROUP MEMBERS: SULLIVAN THOMAS P SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PERMA FIX ENVIRONMENTAL SERVICES INC CENTRAL INDEX KEY: 0000891532 STANDARD INDUSTRIAL CLASSIFICATION: HAZARDOUS WASTE MANAGEMENT [4955] IRS NUMBER: 581954497 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-45449 FILM NUMBER: 99675629 BUSINESS ADDRESS: STREET 1: 1940 NORTHWEST 67TH PLACE STREET 2: SUITE A CITY: GAINESVILLE STATE: FL ZIP: 32653 BUSINESS PHONE: 3523951351 MAIL ADDRESS: STREET 1: 1940 NW 67TH PL STREET 2: SUITE A CITY: GAINESVILLE STATE: FL ZIP: 32653 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SULLIVAN THOMAS P CENTRAL INDEX KEY: 0001088578 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 1021 HARVARD ROAD CITY: GROSS POINT PARK STATE: MI ZIP: 48230 BUSINESS PHONE: 3138858080 MAIL ADDRESS: STREET 1: 1021 HARVARD RD. CITY: GROSS POINT PARK STATE: MI ZIP: 48230 SC 13D/A 1 AMENDMENT NO. 1 TO SULLIVAN SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* PERMA-FIX ENVIRONMENTAL SERVICES, INC. ________________________________________________ (Name of Issuer) Common Stock, Par Value $.001 Per Share _________________________________________________ (Title of Class of Securities) 714157-10-4 ______________ (CUSIP Number) Thomas P. Sullivan 1021 Harvard Road Grosse Point Park, MI 48230 (313) 885-8080 ____________________________________________ (Name, Address and Telephone Number of Persons Authorized to Receive Notices and Communications) June 2, 1999 ____________________ (Date of Event Which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Section 240.13d- 1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. [ ] Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). _________________ Page 2 of 8 1. Names of Reporting Persons, Thomas P. Sullivan I.R.S. Identification Nos. of Above Persons (entities only) 2. Check the Appropriate Box if (a) [X] a Member of a Group (b) [ ] 3. SEC Use Only 4. Source of Funds PF, 00 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] 6. Citizenship or Place of Organization U.S. 7. Sole Voting Power: 10,000 Number of Shares 8. Shared Voting Power 1,500,000 Beneficially Owned by Each 9. Sole Dispositive Power 10,000 Reporting Person With 10. Shared Dispositive Power 1,500,000 11. Aggregate Amount Beneficially 1,510,000 Owned by Each Reporting Person 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares [ ] 13. Percent of Class Represented by Amount in Row (11) 7.4% 14. Type of Reporting Person IN Page 3 of 8 1. Names of Reporting Persons, Ann L. Sullivan I.R.S. Identification Number of Above Persons 2. Check the Appropriate Box if (a) [X] a Member of a Group (b) [ ] 3. SEC Use Only 4. Source of Funds 00 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] 6. Citizenship or Place of Organization U.S. 7. Sole Voting Power: Number of Shares 8. Shared Voting Power 1,500,000 Beneficially Owned by Each 9. Sole Dispositive Power Reporting Person With 10. Shared Dispositive Power 1,500,000 11. Aggregate Amount Beneficially 1,500,000 Owned by Each Reporting Person 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares [ ] 13. Percent of Class Represented by Amount in Row (11) 7.4% 14. Type of Reporting Person IN Page 4 of 8 This statement constitutes Amendment No. 1 to the Schedule 13D dated June 12, 1999, as amended (the "Schedule 13D"), relating to the Common Stock, par value $.001 per share ("Common Stock") of Perma-Fix Environmental Services, Inc. (the "Company"). All terms not otherwise defined herein shall have the meanings ascribed in the Schedule 13D. The Schedule 13D is reporting matters with respect to the group consisting of Thomas P. Sullivan and Ann L. Sullivan, who are husband and wife. This Amendment No. 1 to the Schedule 13D is being filed as a result of the inadvertent omission from the Schedule 13D of 10,000 shares of Common Stock directly owned by Thomas P. Sullivan. Item 1. Security and Issuer ____________________ Item 1 of the Schedule 13D is unchanged. Item 2. Identity and Background ________________________ Item 2 of the Schedule 13D is unchanged Item 3. Source and Amount of Funds or Other Consideration. _________________________________________________ Item 3 of the Schedule 13D remains unchanged except that the 10,000 shares of Common Stock owned directly by Thomas P. Sullivan and inadvertently omitted from the Schedule 13D were purchased with personal funds of Mr. Sullivan. Item 4. Purpose of Transaction ______________________ Item 4 of the Schedule 13D is unchanged, except that the 10,000 shares of Common Stock were acquired by Thomas P. Sullivan and are directly held by him. Item 5. Interest in Securities ______________________ The aggregate percentage of shares of Common Stock reported as beneficially owned by Mr. and Mrs. Sullivan as described herein is based upon 20,362,709 shares of Common Stock outstanding, as reported by the Company on July 20, 1999, to Mr. and Mrs. Sullivan to assist with this filing. Page 5 of 8 (a) The following table sets forth the aggregate number and percentage of the class of Common Stock identified pursuant to Item 1 beneficially owned by Thomas P. Sullivan and Ann L. Sullivan: Person Amount Percentage ______ ______ __________ Thomas P. Sullivan 1,510,000(1) 7.4% Ann L. Sullivan 1,500,000(2) 7.4% (1) Includes 1,500,000 shares of Common Stock held by the Ann L. Sullivan Living Trust dated September 6, 1978 (the "ALS Trust") and 10,000 shares of Common Stock directly held by Mr. Sullivan. (2) Indicates 1,500,000 shares of Common Stock held by the ALS Trust. (b) The following table sets forth the number of shares of Common Stock as to which Thomas P. Sullivan and Ann L. Sullivan have (1) the sole power to vote or direct the voting, (2) shared power to dispose or to direct the voting, (3) the sole power to dispose or to direct the disposition, or (4) shared power to dispose or to direct the disposition. Sole Voting Shared Voting and Power of And Power of Disposition Disposition ____________ ______________ Thomas P. Sullivan 10,000(1) 1,500,000(1) Ann L. Sullivan -0- 1,500,000(2) (1) Indicates 10,000 shares of Common Stock held directly by Thomas P. Sullivan. (2) Indicates 1,500,000 shares of Common Stock held by the ALS Trust. (c) During the sixty (60) days prior to the date of this Schedule 13D, there have been no transactions effected in the Common Stock by Mr. or Mrs. Sullivan other than the transaction as contemplated by the Stock Purchase Agreements, described in Item 3 hereof, prompting the filing of this Schedule 13D. Page 6 of 8 Item 6. Contracts, Agreements, Underwriters or Relationships with Respect to Securities of the Issuer. _________________________________________________________ Item 6 of the Schedule 13D is unchanged. Item 7. Materials to be Filed as Exhibits _________________________________ 1. Stock Purchase Agreement dated as of May 27, 1999, among Perma-Fix Environmental Services, Inc., Chemical Conservation Corporation, Chemical Conservation of Georgia, Inc., the Thomas P. Sullivan Living Trust, dated September 6, 1978, the Ann L. Sullivan Living Trust, dated September 6, 1978, Thomas P. Sullivan, and Ann L. Sullivan is filed as Exhibit 1 to Amendment No. ___ to the Schedule 13D and is incorporated by reference. (Exhibits and Schedules to this agreement as referenced therein are omitted, but will be provided to the Commission upon request). 2. Stock Purchase Agreement dated as of May 27, 1999, among Perma-Fix Environmental Services, Inc., Chem- Met Services, Inc. the Thomas P. Sullivan Living Trust, dated September 6, 1978, the Ann L. Sullivan Living Trust, dated September 6, 1978, Thomas P. Sullivan, and Ann L. Sullivan is filed as Exhibit 2 To Amendment No. ___ to the Schedule 13D and is incorporated by reference. (Exhibits and Schedules to this agreement as referenced therein are omitted, but will be provided to the Commission upon request). 3. Joint Filing Agreement, between Ann L. Sullivan and Thomas P. Sullivan dated June 11, 1999, is filed as Exhibit 3 to Amendment No. ___ to the Schedule 13D and is incorporated by reference. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Page 7 of 8 DATED: July 28th, 1999. /s/ Thomas P. Sullivan _____________________________________ Thomas P. Sullivan /s/ Ann L. Sullivan _____________________________________ Ann L. Sullivan Page 8 of 8 -----END PRIVACY-ENHANCED MESSAGE-----